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Providing guidance on managing your information for effectiveness and compliance

Records Management in the Open University


Fundamentals of good Information Management

  • Information is treated as an OU resource
  • Information is the responsibility of everyone in the OU
  • Information created by the OU is accurate and fit for purpose
  • Information maintained by the OU complies with regulations and legal requirements
  • Information in the OU is accessible to those who need it
  • Information is organised, stored and retained consistently within the OU
  • Information that provides evidence of OU activities must be kept as records

(Adapted from the Scottish Executive's Information Management Principles)

We are working to ensure these are true across the whole university. Everyone should consider how they could meet these fundamentals in their everyday working practices, and the guidelines below should inform this.

One of the most important aspects of information management is that all business documentation should be available in shared filing systems, whether paper or electronic. This fosters an information-sharing culture, enabling people to access and utilise the information they need more freely; as well as enabling more effective compliance with the Freedom of Information Act.

Information Management wiki

An Information Management wiki is available for internal (Open University) use only and provides a variety of guidance on Information Management best practice. As it is a wiki it also provides the opportunity for OU staff to collaborate and comment on the guidance and content provided.

http://intranet4.open.ac.uk/wikis/information-management

Guidelines and toolkits

Icon - Adobe Acrobat pdf document 10 steps to better Records Management v3 (36KB)

Tips for better records management

Icon - Adobe Acrobat pdf document How to fill in document properties (89KB)

Icon - Adobe Acrobat pdf document Paper folder management guidelines (86 KB)

Icon - Adobe Acrobat pdf document Electronic folder management guidelines (75 KB)

Icon - Adobe Acrobat pdf document Planning filing systems guidelines (60 KB)

Icon - Adobe Acrobat pdf document Reviewing for permanent preservation guidelines (66 KB)

Icon - Adobe Acrobat pdf document Document creation and capture guidelines (76 KB)

Icon - Adobe Acrobat pdf document Office clear out guidelines (94 KB)

Icon - Adobe Acrobat pdf document Document and folder naming guidelines (106 KB)

Icon - Adobe Acrobat pdf document Email management guidelines v2 (121 KB)

Other email guidance in the OU

Icon - Microsoft Power Point document Decision pathway - is the email a record? (v.2) 205 KB

Icon - Adobe Acrobat pdf document Preparing for the ECMS guideline (71KB)

Icon - Adobe Acrobat pdf document Records Survey Toolkit (268 KB)